Monday, 7 August 2017

Gildas The Roman? Gildas the Goth?

The Strange Case of Gildas

Gildas is strange, despite being known and used heavily by people discussing the transition of Britain from Roman diocese to a multiple set of political units in Late Antiquity. As Guy Halsall now describes such things, it’s messy.

It is well-known that Gildas is not a British or Roman name (Lapidge, M. and Dumville, D. (1984) (eds) Gildas: New Approaches, Woodbridge: Boydell Press). Various suggestions have been made, such as his real name being Sildag and that Gildas was a nom de guerre. If so, an anagram was a pretty thin disguise. Why would anyone wish to disguise himself? It would be fairly obvious from the level of erudition and from the political position being adopted who the author was.

There is one source of names which has not been taken into account, and that is the Goths. Many Gothic names end in —gildaz. These are usually lost when the names are rendered into English from Latin texts, where they appear as Hermanigildus or Leuvigildus. The original names would have been as Hermanigildaz or Leuvigildaz. The —az ending corresponds to —us in Latin or —os in Greek (or Gaulish). Bede interestingly calls Gildas ‘Gildus’. Ammianus mentions an officer – probably a Goth – sent from Constantinople to Julian to tell him Constantius II had died; the man was called ‘Aligildus’ (Amm. XXII.2.1)  Possibly the —az ending was pronounced something like —us anyway. The reason why modern historians have dropped the —az ending is to make them sound more like other Germans. Gothic, being separated from other Germanic languages had retained the Indo-European declension system, which most Germanic languages had dropped, which is why you don’t get it in English. I discussed this possibility with my PhD supervisor, Professor Guy Halsall, and it eventually filtered through to his book Worlds of Arthur.

But Gildas (Gildaz) does not appear to be a full name in itself. It may be a hypocoristic, that is, a familiar form of the name (like Bert for Albert/Herbert, etc.). Could Gildas have had that name because he was descended from Goths, the ones who had been in slavery, some of whom had returned to the Continental mainland? It will be objected that Gildas didn’t like Saxons; he said that the Council of the Britons had ‘sealed its doom by inviting in among them “like wolves into the sheep-fold”, the fierce and impious Saxons, a race hateful both to God and men, to repel the invasions of the northern nations’ (DEB 23). The Goths, however, didn’t consider themselves to be Germans anyway, and there is no saying that the Goths had to like the Saxons; those based in Gaul had fought Swabians and Vandals, while the Franks had fought mostly on the side of Rome against fellow Germans.

There are two vitae of Gildas, each contradicting the other; Gildas is said by the Monk of Rhuys who wrote the earlier Vita (pre-Conquest; everything after that is contaminated with Arthurian junk) to have been in Gaul during the life of King Childeric (r. 457-481). This places him fair and square in the late fifth century, rather than in the sixth. Gildas himself states that the grandsons of Ambrosius Aurelianus are his contemporaries. Taking the standard generation of 25 years and counting back, it suggests that the floruit of Gildas is only 50 years, give or take, later than Ambrosius Aurelianus. We are talking fifth century, not sixth, and somewhere in the range 457-481. The Vita can be read in English in Two Lives of Gildas (trans. H Williams, Llanerch Press, 1990).

We do however have a very similar name, Gildias. He was a vir spectabilis in Italy under Athalaric and held the role of Count of Syracuse. The king rebuked him at length in AD527 for abusing his role and robbing taxpayers blind (Cassiodorus Variae Epistolae IX.14). Gildias was a Goth. In fact, Athalaric was only eleven years old at the time and the letter was written at the behest of his mother, Amalasuntha, Theodoric’s daughter, who was regent of Italy, by Cassiodorus.

But were there any Goths in Britain anyway? We do in fact have such a reference, but a peculiar one it is. Jordanes’ book Getica is, or so he says, a rewrite of a now lost work by the Roman senator Cassiodorus in praise of the Ostrogothic king Theoderic (r. AD486-524). It has several references to Britain.

The first is a detailed description of its size, position and agriculture, its peoples and what they look like. Why should a book about the Goths include a lengthy description of Britain (571 words in an English translation) (Jordanes Getica II 1-15)?

The second is just as odd:

We read that on their first migration the Goths dwelt in the land of Scythia near Lake Maeotis. On the second migration they went to Moesia, Thrace and Dacia, and after their third they dwelt again in Scythia, above the Sea of Pontus. Nor do we find anywhere in their written records legends which tell of their subjection to slavery in Britain or in some other island, or of their redemption by a certain man at the cost of a single horse. Of course if anyone in our city [Constantinople] says that the Goths had an origin different from that I have related, let him object. For myself, I prefer to believe what I have read, rather than put trust in old wives' tales (Jordanes Getica III 38).

This is an odd comment. Quite clearly there were legends which did say Goths had been slaves in Britain and had been redeemed. Who was the ‘certain man’ and why did a horse feature in it? Could this connect with the stories of Hengest and Horsa?

It was Roman practice to reduce defeated enemies to a subordinate status and to resettle them elsewhere in the empire to work underused and under-taxed land (agri deserti). Such people were termed dediticii, and they were reduced to the level of serfs. JNL (Nowell) Myres long ago in The English Settlements proposed that defeated Germanic warriors were settled in Britain as dediticii. These were former soldiers who had unconditionally surrendered. They were excluded from the Caracalla law of AD212 which made all free persons in the Empire into citizens.

The monk of Rhuys also knew that Gildas had been born at Alaclud, which he equated as Dumbarton. Quite why a place should have not one but two British names is a mystery. Alaclud means ‘town on the Clota’, while Dumbarton just means ‘fort of the Britons’ and therefore is probably a name given by the locals to an outpost rather than an autonym. The identification of Clud or Clut with Clota is reasonable, but the second level identification with the name given by Ptolemy of Alexandria to the Clyde, is not, because there were two rivers named the Clota.

Worse, there is a second Araclud. This is the town of Auckland, now more specifically Bishop Auckland, St Helen’s Auckland and West Auckland in County Durham, within the line of Hadrian’s Wall and all on the River Gaunless, formerly the Clota; like a lot of eastern names, that river was not renamed until the Viking ninth century. Until the see moved to Durham, it was in Auckland, Araclud.

Vinovia (Binchester, Co.Durham) Roman Fort

 This makes a lot more sense than to suggest that Gildas came from a settlement a hundred miles into independent British territory. Bishop Auckland is on Dere Street, a Roman road, and is a mile away from the Roman fort at Vinovia, now Binchester, to which it may have originally been a vicus. It has been suggested that a number of Frisian units the (cuneus Frisorum Vinoviensium) were based there. There are altars at Binchester to Germanic mother goddesses the Matres Ollototae (RIB 1030, 1031, 1032) and similar at nearby locations, such as the Matres Germaniae on Hadrian’s Wall (RIB 2064), and many of the dedications involve Germanic peoples like the Tungi and Vangiones.

Principal buildings at Vinovia

 Bishop Auckland’s High Street forms part of Dere Street, suggesting there was a settlement there from Roman times. Escomb Church near the town was built in c.650 from material pillaged from Vinovia. Perhaps its association with Gildas was once known (it’s one of only three early Anglo-Saxon churches to have survived), although if he lived in this area, he either worshipped at a lost church within the fort or privately in a local house. 

Escomb Anglo-Saxon Church, Bishop Auckland, Co. Durham

For all we know, it could have been the most northerly villa in Europe mentioned by Guy de la Bedoyère (Roman Villas and the Countryside, 1993, English Heritage, ch.3 no page). The work on the survival of ladder settlements at West Heslerton and at Dorchester on Thames, Oxfordshire suggests that Auckland may have been a similar survival. In 633, the Britons and Saxons fought a major battle nearby on Dere Street at Heavenfield, near Hexham, the earliest episcopal see, recorded in the Annales Cambriae and Bede’s Historia Ecclesiastica.

Bishop Auckland High Street, part of Dere Street, running from York to the Antonine Wall
A surviving rural part of Dere Street

Who Gildas was is quite clear. He was a monk – he praises monks and nobody else. He quite clearly despises kings and judges, with the ringing phrase ‘reges habet britannia, sed tyrannos; iudices habet, sed impios’ (Britain has kings, but tyrants, it has judges, but impious ones; DBE 27). To follow Halsall, if Gildas’s Roman Britain has kings, where did they come from and if it had judges, who appointed them and why are they impious? Did Roman Britain have kings, even though they were not recognised by the imperial system? France has been a republic since 1870, but it still has claimants to both the Bourbon and Bonapartist thrones. It is far from impossible that there were local holders of thrones throughout the Roman period, who might have remained major local landowners and decurions. Some might even have been proper Romans.

Gildas mentions the Romans leaving military handbooks for the Britons, hardly the actions of an expelled overlord. These might include De Rei Militari, by P. Flavius Vegetius Renatus, who wrote sometime after AD383, because he mentions the death of the emperor Gratian in that year. However, Sabin Rosenbaum (Who Was Vegetius?, Academia.Edu, 2015) dates him to the court of Valentinian III in the 450s, which would rule this out. The supposed manuals might include Thucydides’ History of the Peloponnesian War, which the emperor Julian had used to defeat the Franks and German invaders in the 350s. He’d read the book, they hadn’t.

Gildas mentions a famine (DEB 20.2) which followed the departure of the Roman authorities. Inevitably, the removal of the tax incentive, under which landowners had to produce surplus food to sell to pay their taxes in cash, would lead to the disruption of markets. Similar famines are noted in Spain in 410, described as ‘enormous’ (Chronicle of Hydatius) and in Gaul in 411, also termed ‘enormous’ (Gallic Chronicle of 452). The cause in all three cases is connected with disruption to Roman rule. Since the Goths were not yet in Gaul or Spain in 410 to disrupt the harvest, we could relate it to the substantial incursions into Gaul and Spain by the Vandals, Alans and Swabians. Hydatius refers to a plague in Spain in 409, so it is possible that the incursions brought hitherto unknown diseases. At DEB 22.2, Gildas mentions severe plagues in Britain, which followed a period of improved trade; this may have been the time when the delegation of St Germanus of Auxerre visited Britain in the late 420s.

In fact, the late Roman state was showing itself too sclerotic to function: there had been famine and plague in Syria and Cicilia in AD333 (Chronicle of Jerome), a series of earthquakes in what is now Turkey in 341, 344 (Neocaesarea in Pontus), 358 (Nicomedia),368 (Nicea), a great famine in Phrygia in 370, and failure of the water supply in Constantinople in 373 (all Jerome). The Gallic Chronicle also mentions an earthquake at Utica in north Africa in 408. It is possible that people moving from Africa to Spain brought plague with them, rather than the incoming armies. The imperial infrastructure was being overwhelmed. Governmentality, the idea that the government has the responsibility to fix everything, was proving impossible to maintain.

Vetus Latin Bible - a page from St John's Gospel

 The text of the Bible Gildas quotes from extensively in De Excidio Britanniae is the Old Latin Septuagint (Vetus Latina), the version used before St Jerome’s Vulgate, the entirely new translation from Hebrew and Greek dating to the late fourth century. If Gildas had really been writing in the 540s, as has sometimes been suggested, he would have used at least some of the Vulgate. In those days Bibles weren’t produced as a single work, and each book was copied separately, so it would be a major resource to possess, and not the copy held by an individual monk.

If Gildas was a local lad, then we should be less surprised that Bede had access to Gildas’ book De Excidio Britanniae. There was probably a copy in the great library at Jarrow established by Benedict Biscop two generations before. Bede cites Gildas’ book De Excidio Britanniae (the title variant De Excidio et Conquestu Britanniae is modern; the work does not really discuss conquest and conquestu does not appear in the text; in Latin conquestus in a past participle, not a noun. The Saxons are only mentioned twice in the whole book).

Halsall considers the tyrannus maximus referred to by Gildas to be the usurping emperor Magnus Maximus and not Vortigern, which would certainly place Gildas in the fifth century. It would mean abandoning the letter Gildas quotes, the one to Aegidius, usually assumed to be Aetius. It would not explain many other aspects of the conundrum either.

Professor Guy Halsall, University of York

 Let’s work with Halsall’s dates for a while. If the tyrannus maximus was Maximus, his death came in AD388. The leading figure in Britain then was Ambrosius Aurelianus. Gildas calls him a dux, certainly suggesting he had a Roman role. His name invokes the Metropolitan bishop of Milan, St Ambrose, who was strongly opposed to Maximus; his full name was Aurelius Ambrosius. St Ambrose was born in Trier in AD340. This may explain the cryptic comment of Gildas that the parentes of Ambrosius Aurelianus had been killed there. This has been translated as ‘parents’ in the modern British sense, but the modern meaning in French is ‘relatives’, much closer to the Latin. Those relatives need not be older than Ambrosius Aurelianus. Gildas uses the past tense, so he is referring to a completed event, but one which might be later than those he discusses here.

However the event referred to by Gildas as tantae tempestatis collisione occisis in eadem parentibus purpura nimirumindutis superfuerat, could be a ‘storm’ in the sense that the combined armies of Theodosius and Valentinian II attacked Trier, the capital of Maximus, with the Frankish leaders Richomeres and Arbogastes, and the Romans Promotus and Timasius, associates of Theodosius.

Moreover the term used for descendants of Ambrosius in Latin is suboles, which does not mean ‘grandchildren’ as is often claimed but simply ‘offspring’, which could equally mean sons and daughters or adopted children.

Halsall leaves us with the possibility that we are looking at a badly reported Roman era event, not a medieval one, or at least a late antique one. There is nothing to stop the ‘Council of the Britons’ being established before the Council of the Gauls, which was set up in Arles after the invasions of the early fifth century. It would even make more sense if such a council had been set up after the ‘Barbarian Conspiracy’ of 367 or even after the recovery of Britain after the revolt of Magnentius (d.AD353), to address grievances such as those against ‘Paul the Chain’, executed in 361.


There is no way to place Gildas firmly in the sixth century and plenty of evidence for the fifth. The sixth century placement arises from a belief that Maglocunus was Maelgwyn of Gwyneth, who alleged died in the Justinianic Plague of the 530s-540s. Dating one dodgy document by reference to another, the Annales Cambriae, a ninth century work, which Ken Dark dismisses out of hand (Britain and the End of the Roman Empire,(2000) Tempus: Stroud) seems unsustainable. A fifth century Gildas, Goth or otherwise, seems more defensible.

Wednesday, 5 July 2017

Alaric- The Man who Burnt Rome

Alaric was the leader of the Visigoths when they sacked Rome on AD410 and is therefore considered a key figure in Rome’s eventual fall. But who was he, and how did he become so powerful?

He was born on what was probably Roman territory, which would make him a Roman citizen. The territory was the island of Peuce  in the Danube Delta; the island no longer exists, having been destroyed by changes to the distributaries of the river in the middle ages. But the Roman idea was that the empire included the river and Gothland began only north of it.

Alaric’s birth date was somewhere between 370 and 375, probably nearer 370. His father is unknown, but was probably Atharid, a Gothic troop leader and a son of Rothestes. The Gothic troops had entered the empire to back the claim of Procopius, the cousin of the late emperor Julian (d.363) to the throne; to them, the agnate kinship system meant Procopius was rightly the emperor. This system, often used by Germanic kings, meant that the next eldest member of the royal family succeeded, as long as he was male, legitimate, not handicapped and not otherwise barred from succession. Procopius met those criteria.

The usurper Procopius


The defeated Goths lost the ability to have their youth join the Roman army, from which they were unlikely to return to Gothland, and if they did, they’d be at least 42. Valens also closed the riverfront markets which had helped the Gothic economy, and ended the Roman system of gifts, which had ensured loyalty to the Gothic king. This mad policy of Valens was hugely popular in the empire. An oration of Themistius proclaimed in Greek before the emperor (who only spoke Latin) hailed Valens as the first emperor in a hundred years to cut taxes.

This massive destabilisation of the Goths coincided with the arrival of the Huns in Gothland, a backlash against Christianity, which had been introduced in the 350s by Wulfilaz (Ulphilas) and internecine strife.

In April 372, the Gothic Christian Sabbaz (Sabbas)was murdered near the Danube on the orders of Atharidaz (Atharid), a noble (kunja) of the Tervingi tribe, son of Hrothestaz (Rothestes) a sub-king of Athanaric, leader of the Tervingi. Around the same time the other main Gothic leader, Ermaneric of the Greuthungi, killed his Tervingian wife, SvanhildR, because of her alleged adultery with his son. While this story is a mainstay of medieval German romance (and with her being torn apart by horses seems to echo the deaths of Phaedra and Hippolytus in classical myth), it is reported as a contemporary event by Ammianus Marcellinus, where she is called Sunilda. Her brothers later killed Ermaneric. One of them, Sarus, may be the Sarus who later led the Roman army, or his father.

The Huns arrived in Gothland in about 375, so Alaric’s father, Atharid, may be part of the Tervingi already within the Roman Empire by 370, displaced by religious conflict, tribal disputes and the Huns. The death of Sabbas may have been a contract killing rather than strictly religious.

What we get from this is that Alaric was probably born in Roman territory before the Tervingi moved with imperial permission into Moesia in 376. His father, probably Atharid, was probably in exile, and perhaps involved with the emigration of Goths to the city of Adrianople, where they worked as smiths and farmers.

The two rival dynasties were the Amali and the Balthi, the bold ones. Alaric first appears as a leading soldier in 391, which suggests he is unlikely to have had much first hand knowledge of Gothland. He commanded a group of Goths for Theodosius in the Battle of the Frigidus in 394, so he was certainly a Roman officer by then, very young to be commanding troops at the age of 22 or 23. If he was born in 375, as has been suggested, he would have been only 18 or 19. His dynastic prestige may have carried him forward. As his name means ‘all-king’ (Ala-reiks), it is likely that he was the sole surviving member of the Amal royal family.

The Emperor Theodosius I

Throughout his career, Alaric juggled two identities: Roman commander and king of the Visigoths, using whatever worked for him. After Frigidus, he left the Roman Army and was elected head of the Visigoths in the Roman Empire. Left to his own devices, he invaded Greece and sacked Athens in 395, going on to destroy Corinth and Sparta, before the advisors of the eastern emperor Arcadius (who seems to have been of low intelligence and run by his Frankish wife) had him made Magister Militum per Illyricas, based in what is now Serbia. Alaric had received his senior command at the age of at most 25.

The group which Alaric led within the empire was not composed of Goths, nor was it commanded in the Gothic language (his men called him ‘Alaricus’, suggesting he commanded them in Latin, a language all could speak). It wasn’t a people, but an army. The huge distances travelled by the ‘Visigoths’ between AD400 and AD415 could never have been accomplished by a force that could only move at a speed of its womenfolk, children and elderly. The food and fodder required could not have been bought or otherwise obtained for non-combatants.

Roman officers tried to negotiate with Alaric, starting with Rufinus, Master of the Offices in the East (and target of  two vicious poems by Claudian) in 395 before his murder, and then with Stilicho in 401.

The East in 399 had been under the control of the Gothic general Gainas. He seems to have been connected with a Gothic group called the Gaini. There is a reference in the Goth Jordanes’ book Getica to Goths in Britain, and in the Life of Alfred and in charters there was a group called the Gainas in the English Midlands; Alfred married Elswitha, the daughter of one of their aldermen. They may have given their names to Gainsborough, near Lincoln. Gainas had been Alaric’s commander at the Frigidus in 394, and it was the failure of Gainas to reward or promote Alaric that caused the latter to revolt in 395.

In AD400, the eastern Consul, Aurelianus, clashed with Gainas, whose cousin Tribigild was marauding in Asia Minor. Gainas exiled Aurleianus and took over Constantinople. However, Aurelianus, former urban prefect or the city and former praetorian prefect of Orients, was behind the murder of a significant number of Goths in the city. The legend is that 7000 were burnt to death in an Arian church they’d been locked into, although there were no churches that large other than the Hagias Sophia cathedral. Perhaps 700 is nearer the mark. Gainas was away from the city at the time and when he learnt of the massacre, he rebelled and sailed his troops into Asia Minor. Another Visigothic leader, Gravitas, married to a high-ranking Roman, attacked his fleet, sank it and got made Consul of the East in 401.

In 401, Alaric attacked Italy, the first of three times he attempted that. He was blocked by Stilicho, with a pitched battle at the Piedmontese city of Pollentia (modern Pollenzo) in April 402. Rome sent another Germanic general, Rumoridus, who had been in senior command posts since at least AD384, so he would have been quite elderly. He was also a believer of the ancient Germanic gods, so Rome was sending a pagan German to defeat a Christian German. However, Rumoridus was commanding regular imperial troops, not spears for hire as Alaric did. Rumoridus defeated Alaric, kept him out of Italy, and was made consul for 403.

Until Pollentia, the Alaric force had been accumulating wives and dependents, but a lot of them, including Alaric’s wife, were seized and enslaved. Another battle, outside Verona in 403, led Alaric to withdraw from Italy, presumably without their wives and kin. Alaric’s wife was presumably the sister of Athawulf, later king of the Visigoths, who is described widely as Alaric’s brother in law.

The failed invasion of Italy was taken seriously; the imperial capital was moved from Milan to Ravenna in the marshes of the River Po, and Legio XX Valeria Victrix was withdrawn from Britain to consolidate Italy. That would have taken many months to communicate and implement, so it may have been the trigger that led to the collapse of Roman rule in Britain in AD405. The Twentieth Legion had been stationed in Britain since it arrived as part of the invasion force in AD43, 362 years before.

Bearing in mind that Stilicho, the emperors’ uncle (and father in law to Honorius) was half-Germanic and he was consul in 400 and 405, and it does seem that anyone who defeated a Germanic, possibly Gothic leader would be made consul for his pains. Although Stilicho was later claimed as a Vandal, his name (Stilichonas in Greek) sounds more Gothic than Vandal.

The Roman commander Flavius Stilicho

 The most powerful and toughest invasion of the empire was the attack on Italy by the troops of Radigaisus. This was a purely pagan force, intent on killing the Christian elite of Italy, including senators. Rome took six months to drum up enough forces to defeat him. Radigaisus tried to besiege Florence (Florentia), but lost a large number of his troops, fled to nearby Fiesole (Faesulae), abandoned his troops, which were close to mutiny, but was captured and killed by the Romans under Sarus and Uldin, a Hunnic commander (who five years before had cut off the head of Gainas and sent it to Arcadius). His best soldiers were conscripted into the imperial army, yet so many were enslaved that the slavery market collapsed.

Alaric at that time held a Roman command in Illyricum, and sat on his hands while the empire was badly shaken. He was mobilised by Stilicho to push for a Western imperial claim on Illyricum, then stopped in his tracks, with troops to pay. He demanded 4,000 pounds of gold to pay off his troops, and Stilicho agreed to pay this. However, a few months later, Stilicho and his supporters were overthrown and killed, so Alaric invaded Italy and was bought off with 5,000 pounds of gold, 30,000 pounds of silver, 4,000 silken tunics, 3,000 hides dyed scarlet and 3,000 pounds of pepper, rather more than the Romans could have settled for.

He also received 40,000 Gothic slaves, formerly connected with Radigaisus. He sought to have the Senate vote a homeland for his groups in Dalmatia, but Honorius blocked it, so he invaded Italy a second time in AD409. This time, the scared Senators voted that the urban prefect of Rome, Priscus Attalus, should be made emperor.

By AD410 the Romans had run out of Germans to lead their troops, and so the consul of that year was Varanes, a career soldier and from his name, a Persian, which must have caused ripples in the eastern empire. However, Varanes seems to have been loyal and to have helped steady the empire after the murder of Stilicho by Olympius and to have suppressed food riots in Constantinople in 409.

The Sack of Rome in AD410 is justly famous, but less spectacular than it might have been. Alaric again trumped up a grievance and besieged Rome. Alaric had dumped Attalus and sought to negotiate with Honorius, who was in the city at the time, but he escaped and left his sister, Galla Placidia, to her fate, possibly at the behest of Sarus, his Gothic commander and a member of the Amal dynasty.

The Sack of Rome, painting by JN Slyvestre, France 1890

 The Sack was not a random looting, as is often portrayed, such as in this painting by Sylvestre in the late 19th century. Alaric and his troops are portrayed as Redskins out of a Wild West Show, popular at the time. They were of course (excluding Radigaisus’s troops) Christians, disciplined soldiers, and Roman citizens, not half-naked savages.

By the way, the Sylvestre painting looks remarkably like the posed footage of pulling down the statue of Saddam Hussein in Baghdad a few years ago.

Pulling Down Saddam Hussain, Baghdad.

 Alaric and his partially Gothic force entered Rome through the recently strengthen Porta Salaria in the north east, next to the Gardens of Sallust. The Redshirts blew that apart in 1870 at the end of the Risorgimento.

The Sack was for three days, and focused on pagan temples. These had been closed by law for over fifteen years. They did contain gold and silver objects and settings of jewels. Clearly the Romans wanted them gone. Theodosius had closed the Temple of Vesta and extinguished the eternal flame in 394. The Altar of Victory, in and out of the Senate building between 364 and 394, vanished forever. In AD405, Stilicho had burnt the Sibylline Oracles, allegedly because they predicted his overthrow. Nor did the Romans much object when the Mausolea of Augustus and Hadrian were looted. But private houses, churches and monasteries were generally left alone. Only the Basilica Aemelia was burnt, something we know because coins dated to AD410 conveniently melted into the floor. The building was fronted by shops, which may have been looted (not necessarily by Alaric) and the wooden roof burnt well too. We saw in the 2011 riots in Britain that opportunist thieves took the opportunity afforded by political riots to rob high street shops.

Shortly after the Sack, word arrived at Rome that the Governor of Africa Proconsularis, a loyalist of Honorius, was blocking the transfer of grain to Portus. With no grain dole, the poor of Rome would riot, so Alaric marched his forces south to Calabria, where he sought to set sail to Carthage to force the required transfer. However, his ships were caught up in a storm off Taranto with many lives lost. He marched back up the peninsula towards Rome, but died at Consentia (Cosenza), an established stopover on the way to the capital. This is described as fever, but it may have been malaria.

The city stands on a plateau and is bounded by the rivers Bucentius (Busento) and Crathis (Crati). We do not know what happened to Alaric. There is a myth – first peddled by Jordanes 140 years after the event – that the Goths moved the Bucentius, with hydraulic engineering skills that no barbarian force could have mustered and that even a crack Roman legion would have baulked at, dug not only the grave of Alaric, but also all the wealth that they had sought for years and spent three days sacking Rome to acquire. They then backfilled everything and killed the slaves used to do all this work.

Entertaining, but pure tosh. It smacks of a Germanic myth. Now, real people such as Ermaneric and (later on) Theodoric were used to form new myths (Theodoric the Amal became ‘Dietrich of Bern’, which was Verona). But this is clearly a mytheme. What happened to the loot? It was probably fenced to Roman thieves for cash. There may too have been some link to the Pietroasele hoard found in Romania in the 1830s. This has been linked to the Gothic ruler Athanaric, a generation before Alaric’s death. Half-remembered legends of one such deposit could readily be retold about another imagined hoard. Likewise the Vinkovci Treasure, found in a fifth century context in Croatia, may have been hidden to prevent someone like Alaric getting their hands on it.

They say that all political careers end in failure. Alaric’s was no different. The future of the Roman Goths lay with his brother in law Athawulf in Gaul and Spain, not in the Balkans and Italy.


Monday, 19 June 2017

To Be Quite Frank: Rome and the Invention of the Franks

The Franks have to be the success story of all the groups that emerged to rule Europe after Rome; unlike the Goths and Vandals, they still have a modern country named after them.

For many, the Franks first appear as a ruling group only in the time of Clovis (born 466, ruled 481-511; he came to the throne at age fifteen) and that, like the native American people, there are ‘none before Clovis’. You can see his alleged tomb with the French kings in the cathedral of Saint-Denis, after all. Much too is made of his ostensible conversion to Christianity by Gregory of Tours, who was born several decades later.

Tomb of Clovis, St-Denis, with Rose Window


However, the Franks were prominent in fourth and fifth century Gaul, and held important roles in the later Roman Empire. They were in many cases already Christians.

There were probably no Franks before the 280s, so the rise of people identifying themselves as Franks was sudden. They seem to have been a merger of two peoples supposedly antagonistic: Gauls and Germanic people. As one concept of the name ‘Frank’ was ‘the fierce people’ and another ‘the free people’, this would suggest a military alliance. The throwing-axe called the francisca is claimed by Isidore of Seville to have been named after the Franks, but most of Isidore’s Etymologies were wrong, so they might have named after axe as an item they habitually carried (compare this with the Saxons, so called because they used used a saxus, a type of sword). Examples of the francisca have been found at the Roman castle at Burgh Castle, Norfolk, suggesting continuing contact between Romans and Franks.

St Isidore of Seville

 The Franks are first mentioned in a panegyric poem addressed to Constantius Chlorus by a citizen of Augustodunum in Gaul (modern Autun), a city used as an imperial capital by a variety of rulers.

Julian’s commander of the infantry in Gaul was Claudius Silvanus, a Frank and son of Bonitus, both Latinate names (the name Silvanus might be a Latin form of Succelos, an god associated with Silvanus and worshipped in both Gaul and Germany). Of Bonitus Ammianus comments he was ‘a Frank it is true, but one who in the civil war often fought vigorously on the side of Constantine against the soldiers of Licinius’ (XV.5.24) He tried to usurp the imperial throne at Cologne, but his attempt failed after twenty-eight days. He had previously changed sides from Magnentius to Constantius to defeat the former at the Battle of Mursa (Ammianus XV.5.34, see also Eutropius Breviarium, X.12); other rebels executed were Lutto and Maudio, whose names sound Frankish.

Julian came upon groups of Frankish warriors around Gaul, including a group of 600 Ripuarian Franks near Cologne, heading into Gaul to raid. By a ruse he tricked them into surrendering to him (XVII.2.1-4). They had occupied two deserted military establishments, probably ones abandoned by the Romans themselves.

The Caesar is also recorded as having  (Ammianus XVII.17.8) met with the Salii (the Salian Franks) who had moved from the sea shore at Toxiandria to the area of Tongres (Tongelen) in Belgium. This is where Clovis’s father was based and eventually buried. He is recorded as patrolling the Rhine to stop them crossing and breaking up thickening ice, forcing them to advance no further, then to submitting to him.

Julian is recorded as suddenly diverting to attack a group of Franks  called Atthuarii (Ammianus 20.10.1-3); this surprise attack may have been to pre-empt a raid on the city of Tricensimae, modern Xanten.

The business end of a francisca, a throwing spear which may have given the Franks their name

 Silvanus was not the only Frank in the Roman army. Ammianus also reports a discussion with Laniogaisus, a military tribune who had been the sole witness to the death of the Emperor Constans at the hands of Magnentius (XV.5.15).

Nevitta was a Frankish general who defeated Alamanni in Rhaetia under Julian, supported Julian in his bid to be made emperor in AD359, and was one of the judges at the tribunal at Chalcedon which condemned corrupt officials from the reign of Constantius II, including the notarius Paul ‘the Chain’). He was made consul for AD361.

Count Bauto, a man whom St Ambrose (in a letter to the emperor Eugenius in AD394) called ‘a man of the highest rank of military authority’ was a Frankish Roman officer under Valentinian. He was made Consul in 385, with Arcadius. He commanded the forces that defeated Magnus Maximus in that same year. His daughter Aelia Eudoxia became the wife of Arcadius and his son Arbogastes became the regent for the boy Emperor Valentinian II (who was probably illegitimate anyway).

Bauto’s brother, Richomeres, was comes domesticorum under Gratian, magister militum under Valens, where he tried to prevent the Battle of Adrianople and eventually consul in 384, under Theodosius, the year after the second consulship of Merobaudes.

Merobaudes, another Frankish general under Roman command, played a significant part in holding the West together after the death of Valentinian. He was consul twice, in 377 and again in 383. He helped Maximus gain the throne , prosecuted the supposed heretic  Priscillian and may have lived to hold a third consulship in 388.

St Genevieve, patron saint of Paris, was a Frank called Genovefa, born at Nanterre in AD419. She was a Catholic, and Nanterre is very close to Paris. Her father, Severus, was  Frank in Roman service and her mother, Geronica, was said to be a Greek. The number of Franks with Roman names can suggest several things: that some of the supposed Franks were what we might call ‘political Franks’, individuals who had chosen to be Franks as a new personal identity.

Later, when royal service and the Church were alternative career paths under the Merovingians, we do see sons intended for royal service (and receiving Salic land in return) being christened with Frankish sounding names, while those intended for the Church were given Latin-sounding names. But people whose career paths changes could take new names. In AD581, Gregory of Tours met his mother’s uncle, Duke Gundulf. Gundulf was the son of Florentinus and Artemia, and the brother of Nicetius (Martin Heinzelmann (2001) Gregory of Tours: History and Society in the Sixth Century, Cambridge: CUP, p.20). His ancestry was ‘senatorial’, that is, Roman. Gregory didn’t know until he met him that Gundulf was his great uncle, which tells us he knew him under his original Roman name.

Personal identity, bound up with one’s name, was clearly fluid. Clovis (Clodovechus, possibly Hlodowig, hence the development of his name into Ludovic, Louis, Ludwig  and Lewis) clearly had no need of a Roman name. He was allegedly a pagan – Gregory claims he worshipped Mercury, which in Roman terms is Woden. He married a Burgundian princess, Clotilda, who was a Catholic.

It’s possible that he already was a Catholic, since so many of the Franks who worked for the Romans were Catholics too, and literate. His baptism by St Remigius, who had worked for some years with Clovis’s father, Childeric, may not have been from pagan to Christian. Many adults who had to do unchristian things like fight wars, received baptism later in life. Constantine was baptised on his deathbed, despite having a Christian mother.

The Baptism of Clovis: Ninth-Century Ivory Book Cover

The local laws of Gaul were given a Frankish gloss and a new name Lex Salica. The code specifies certain courses of action which are to be taken if one is a Frank or a Roman. Usually they are to be written if you’re Roman and involve action if a Frank.

The grandfather of Clovis, Merovech (Meroveus in Latin) had been a Roman soldier with a special command, to hold the Roman military road from Cologne to Boulogne, during the invasion of Vandals, Sueves and Alans in AD407. He was based in what’s now Belgium (Belgica Secunda) and obviously had good success, because he was able to hand command to his son, Childeric, mentioned above. Childeric’s tomb was unearthed in the 1600s, and his grave goods were lodged in the Louvre, where they survived the French Revolution and Napoleonic Wars, only for some items to be stolen in the 1830s.

One item stolen was Childeric’s seal ring. Fortunately someone had the idea to take an impression of the ring, and it can be seen from this picture that he used Latin and termed himself Childericus Rex. He has a Gaulish moustache and wears Roman chainmail armour. He was able to transmit his realm, north of the Somme  (a very strong farming area at that time), to Clovis, still using the special command structure or a departed empire.

The seal of King Childeric, ruler of many Franks and father of Clovis, giving his name in Latin; he has both a Gaulish moustache and Roman armour

 It’s very hard to see where Frank ends and Roman begins. Most of the Franks within Gaul probably considered themselves Romans, and manipulated their Roman and Frankish identities ad hoc. It wasn’t until after the end of the western empire that a new cultural identity was needed, and by use of the law and career paths, doused with a liberal dose of saints’ lives that Roman identity was over time sublimated into a Frankish one.